-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFORCRxeSIRwIRSPJyiK8lN862ZFoZR+0mekzFV/ICgxBU9tUbvh2UIUTZoEjlVw DXcJQkhVw9lUe3ht9/UUaA== 0000950123-08-006094.txt : 20080523 0000950123-08-006094.hdr.sgml : 20080523 20080523150421 ACCESSION NUMBER: 0000950123-08-006094 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080523 DATE AS OF CHANGE: 20080523 GROUP MEMBERS: AGRUPACION AEROPORTUARIA INTERNACIONAL II, S.A. DE C.V. GROUP MEMBERS: AGRUPACION AEROPORTUARIA INTERNACIONAL, S.A. DE C.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHEAST AIRPORT GROUP CENTRAL INDEX KEY: 0001123452 STANDARD INDUSTRIAL CLASSIFICATION: AIRPORTS, FLYING FIELDS & AIRPORT TERMINAL SERVICES [4581] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60473 FILM NUMBER: 08857981 BUSINESS ADDRESS: STREET 1: BOSQUE DE ALISOS NO. 47A - 4TH FL CITY: BOSQUES DE LAS LOMAS STATE: O5 ZIP: 05120 DF BUSINESS PHONE: 011525552840400 MAIL ADDRESS: STREET 1: BOSQUE DE ALISOS NO. 47A - 4TH FL CITY: BOSQUES DE LAS LOMAS STATE: O5 ZIP: 05120 DF FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pardo Fernando Chico CENTRAL INDEX KEY: 0001393869 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 525 55 2590229 MAIL ADDRESS: STREET 1: BOSQUE DE ALISOS NO. 47A-3 STREET 2: BOSQUES DE LAS LOMAS CITY: MEXICO, D.F. STATE: O5 ZIP: CP 05120 SC 13D/A 1 y59260a7sc13dza.htm AMENDMENT #7 TO SCHEDULE 13D SC 13D/A
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)
Grupo Aeropotuario del Sureste, S.A.B. de C.V.
 
(Name of Issuer)
American Depositary Shares, as evidenced by American Depositary Receipts, each representing ten Series B Shares
Series B Shares, without par value
 
(Title of Class of Securities)
40051E202
 
(CUSIP Number)
Fernando Chico Pardo
c/o Promecap, S.C.
Bosque de Alisos No. 47A-3, Bosques de las Lomas
CP 05120, Mexico, D.F., Mexico
+52 55 1105 0800
With a copy to:
Milbank, Tweed, Hadley & McCloy LLP
One Chase Manhattan Plaza
New York, New York 10005
(212) 530-5735
Attention: Roland Hlawaty
 
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
May 21, 2008
 
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

 

                     
CUSIP No.
  
40051E202 
  

 

           
1   NAMES OF REPORTING PERSONS

Fernando Chico Pardo
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  PF
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United Mexican States
       
  7   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   68,743,735
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER
     
    68,743,735
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  68,743,735
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  24.8%
     
14   TYPE OF REPORTING PERSON
   
  IN

2

 

                     
CUSIP No.
  
40051E202 
  

 

           
1   NAMES OF REPORTING PERSONS

Agrupación Aeroportuaria Internacional II, S.A. de C.V.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  AF
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United Mexican States
       
  7   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   46,693,735
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER
     
    46,693,735
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  46,693,735
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  16.9%
     
14   TYPE OF REPORTING PERSON
   
  CO

3

 

                     
CUSIP No.
  
40051E202 
  

 

           
1   NAMES OF REPORTING PERSONS

Agrupación Aeroportuaria Internacional, S.A. de C.V.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  OO and BK
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United Mexican States
       
  7   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   68,743,735
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER
     
    68,743,735
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  68,743,735
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  24.8%
     
14   TYPE OF REPORTING PERSON
   
  CO

4

 

Amendment No. 7 to Schedule 13D
     The Reporting Persons (as defined below) hereby amend and supplement the statement on Schedule 13D filed with the Securities and Exchange Commission (the “Commission”) on April 9, 2007, as amended by Amendment No. 1 thereto filed on May 14, 2007, Amendment No. 2 thereto filed on June 4, 2007, Amendment No. 3 thereto filed on June 5, 2007, Amendment No. 4 thereto filed on June 20, 2007, as amended and restated by Amendment No. 5 thereto filed on June 20, 2007 and as amended by Amendment No. 6 thereto filed on August 22, 2007 to, among other things, reflect the Reporting Persons’ acquisition of series B shares (“Series B Shares”) (including Series B Shares underlying the American Depositary Receipts (“ADSs”)) of Grupo Aeropotuario del Sureste, S.A.B. de C.V., a limited liability publicly traded corporation with variable capital stock (sociedad anónima bursátil de capital variable) (the “Company”), organized under the laws of the United Mexican States (“Mexico”). According to its public filings with the Commission, the Company, through its subsidiaries, operates airports in the Southeastern region of Mexico. Defined terms used but not defined herein shall have the respective meanings given to such terms in Amendment No. 5 or Amendment No. 6.
             
Item 2.   Identity and Background
 
            
Item 2 is hereby amended by adding the following paragraph at the end of the Item:
 
            
    AAI-1 has merged with and into AAI with AAI surviving. Upon the merger, all of the assets and liabilities of AAI-I became assets and liabilities of AAI.
 
            
Item 3.   Source and Amount of Funds or Other Consideration
 
            
Item 3 is hereby amended by adding at the end of the Item the following paragraph:
 
            
    Purchaser acquired an additional 3,697,200 Shares in the open market with funds it received indirectly pursuant to an equity investment by Mr. Chico and a draw down from the Loan Facility. The acquisitions were made pursuant to a draw down of $9.1 million from the Loan Facility and a $9.5 million equity investment from Mr. Chico.
 
            
Item 5.   Interest in Securities of the Issuer1
 
            
Item 5 is hereby amended by deleting paragraphs a) through c) and replacing them with the following:
 
            
 
  (a)        
 
            
 
      (i)   Mr. Chico beneficially owns 68,743,735 Shares representing 24.8% of the total issued and outstanding Shares.
 
            
 
      (ii)   Purchaser beneficially owns 46,693,735 Shares representing 16.9% of the total issued and outstanding Shares.
 
            
 
      (iii)   AAI beneficially owns 68,743,735 Shares representing 24.8% of the total issued and outstanding Shares.
 
            
 
      (iv)   Mr. Luis Chico beneficially owns 150,000 Shares representing 0.1% of the total issued and outstanding Shares.
 
            
 
  (b)        
 
            
 
      (i)   Mr. Chico has the shared power to vote and dispose of 68,743,735 Shares with Purchaser and AAI.
 
            
 
      (ii)   Purchaser has the shared power to vote and dispose of 46,693,735 Shares with Mr. Chico and AAI.
 
            
 
      (iii)   AAI has the shared power to vote and dispose of 68,743,735 Shares with Mr. Chico and Purchaser.
 
1   Excludes the Series BB Shares held by ITA.

5

 

             
 
      (iv)   Mr. Luis Chico has the sole power to vote and dispose of 150,000 Shares.
 
            
    (c)   The trading dates, number of Shares purchased and sold and price per Share for all transactions in the Shares during the past 60 days by the Reporting Persons or Mr. Luis Chico are set forth in Annex A and were all effected in broker transactions.
 
            
Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
            
Item 6 is hereby amended by deleting the last paragraph thereof and replacing it with following paragraph:
 
            
    Pursuant to the Loan Facility, Purchaser and Merrill Lynch International Bank Limited (London Branch) have entered into a Restricted Stock Certificate and Agreement, dated August 2007, evidencing the granting by Purchaser of a security interest in 3,500,000 Shares in certain accounts held by Merrill Lynch, Pierce, Fenner & Smith Incorporated for the account of Purchaser as security for the performance of the obligations and payment of liabilities in connection with the Loan Facility.
 
            
Item 7.   Material to be Filed as Exhibits.
 
            
Item 7 is hereby amended to add the following:
 
            
    Exhibit D: Restricted Stock Certificate and Agreement between Agrupacion Aeroportuaria International II, S.A. de C.V. and Merrill Lynch International Bank Limited (London Branch), dated August 2007.

6

 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
DATED: May 23, 2008
                 
    FERNANDO CHICO PARDO
 
                
    /s/ Fernando Chico Pardo    
         
 
                
 
                
    AGRUPACIÓN AEROPORTUARIA
    INTERNACIONAL II, S.A. DE C.V
 
                
    By:   /s/ Fernando Chico Pardo    
             
 
      Name:   Fernando Chico Pardo    
 
      Title:   Attorney in fact    
 
                
 
                
    AGRUPACIÓN AEROPORTUARIA INTERNACIONAL,
    S.A. DE C.V.
 
                
    By:   /s/ Fernando Chico Pardo    
             
 
      Name:   Fernando Chico Pardo    
 
      Title:   Attorney in fact    

7

 

ANNEX A
TRANSACTIONS IN THE SHARES
Transactions by Agrupación Aeroportuaria Internacional II, S.A. de C.V.
                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/14/2008
     91     $ 52.58  
5/14/2008
     91     $ 52.58  
5/14/2008
     909     $ 52.58  
5/14/2008
     7,909     $ 52.58  
5/14/2008
     1,000     $ 52.58  
5/20/2008
     100     $ 53.07  
5/20/2008
     100     $ 53.12  
5/20/2008
     100     $ 53.12  
5/20/2008
     100     $ 53.12  
5/20/2008
     100     $ 53.23  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.18  
5/20/2008
     100     $ 53.18  
5/20/2008
     100     $ 53.22  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.15  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.20  
5/20/2008
     100     $ 53.21  
5/20/2008
     100     $ 53.21  
5/20/2008
     15     $ 53.25  
5/20/2008
     85     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.16  
5/20/2008
     100     $ 53.22  
5/20/2008
     100     $ 53.23  
5/20/2008
     100     $ 53.25  
5/20/2008
     100     $ 53.17  
5/20/2008
     100     $ 53.17  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.50  

8

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     200     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.52  
5/20/2008
     31     $ 53.52  
5/20/2008
     169     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     7     $ 53.55  
5/20/2008
     93     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     300     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     200     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.49  
5/20/2008
     100     $ 53.50  
5/20/2008
     100     $ 53.50  
5/20/2008
     94     $ 53.55  
5/20/2008
     6     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.54  
5/20/2008
     100     $ 53.54  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.53  
5/20/2008
     100     $ 53.53  
5/20/2008
     100     $ 53.51  
5/20/2008
     100     $ 53.44  
5/20/2008
     100     $ 53.33  
5/20/2008
     51     $ 53.42  
5/20/2008
     49     $ 53.51  
5/20/2008
     100     $ 53.38  
5/20/2008
     51     $ 53.55  
5/20/2008
     49     $ 53.55  
5/20/2008
     51     $ 53.55  
5/20/2008
     49     $ 53.55  
5/20/2008
     51     $ 53.50  
5/20/2008
     49     $ 53.55  

9

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/20/2008
     51     $ 53.54  
5/20/2008
     49     $ 53.55  
5/20/2008
     51     $ 53.54  
5/20/2008
     49     $ 53.54  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.53  
5/20/2008
     100     $ 53.52  
5/20/2008
     100     $ 53.54  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/20/2008
     100     $ 53.55  
5/21/2008
     100     $ 53.28  
5/21/2008
     100     $ 53.27  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.28  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.29  
5/21/2008
     100     $ 53.29  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.28  
5/21/2008
     100     $ 53.19  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.14  
5/21/2008
     100     $ 53.18  
5/21/2008
     200     $ 53.13  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.18  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.17  
5/21/2008
     100     $ 53.13  
5/21/2008
     100     $ 53.13  
5/21/2008
     100     $ 53.13  
5/21/2008
     100     $ 53.14  
5/21/2008
     100     $ 53.07  

10

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     200     $ 53.00  
5/21/2008
     100     $ 53.04  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.00  
5/21/2008
     200     $ 53.02  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.10  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.00  
5/21/2008
     100     $ 53.14  
5/21/2008
     200     $ 53.14  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.13  
5/21/2008
     100     $ 53.14  
5/21/2008
     100     $ 53.14  
5/21/2008
     200     $ 53.15  
5/21/2008
     100     $ 53.14  
5/21/2008
     100     $ 53.15  
5/21/2008
     200     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.23  
5/21/2008
     100     $ 53.22  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.21  
5/21/2008
     100     $ 53.11  
5/21/2008
     100     $ 53.11  
5/21/2008
     100     $ 53.11  
5/21/2008
     100     $ 53.11  
5/21/2008
     100     $ 53.07  
5/21/2008
     100     $ 53.09  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.14  
5/21/2008
     100     $ 53.12  
5/21/2008
     100     $ 53.12  
5/21/2008
     100     $ 53.12  
5/21/2008
     100     $ 53.19  
5/21/2008
     100     $ 53.20  
5/21/2008
     10     $ 53.19  

11

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     90     $ 53.20  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.34  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.13  
5/21/2008
     200     $ 53.10  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     200     $ 53.25  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     200     $ 53.26  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.15  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.27  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.27  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.31  
5/21/2008
     100     $ 53.33  
5/21/2008
     100     $ 53.38  
5/21/2008
     100     $ 53.32  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  

12

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.26  
5/21/2008
     100     $ 53.24  
5/21/2008
     100     $ 53.20  
5/21/2008
     100     $ 53.06  
5/21/2008
     100     $ 53.06  
5/21/2008
     100     $ 53.06  
5/21/2008
     100     $ 52.97  
5/21/2008
     100     $ 53.04  
5/21/2008
     100     $ 53.03  
5/21/2008
     200     $ 53.05  
5/21/2008
     100     $ 53.04  
5/21/2008
     100     $ 53.05  
5/21/2008
     100     $ 52.98  
5/21/2008
     200     $ 53.03  
5/21/2008
     100     $ 53.06  
5/21/2008
     100     $ 52.97  
5/21/2008
     100     $ 52.82  
5/21/2008
     100     $ 52.82  
5/21/2008
     100     $ 52.92  
5/21/2008
     100     $ 52.84  
5/21/2008
     100     $ 52.84  
5/21/2008
     100     $ 52.84  
5/21/2008
     100     $ 52.84  
5/21/2008
     100     $ 52.77  
5/21/2008
     100     $ 52.68  
5/21/2008
     100     $ 52.64  
5/21/2008
     100     $ 52.44  
5/21/2008
     200     $ 52.56  
5/21/2008
     100     $ 52.38  
5/21/2008
     100     $ 52.28  
5/21/2008
     100     $ 52.28  
5/21/2008
     400     $ 52.32  
5/21/2008
     200     $ 52.51  
5/21/2008
     100     $ 52.63  
5/21/2008
     100     $ 52.62  
5/21/2008
     100     $ 52.64  
5/21/2008
     100     $ 52.55  
5/21/2008
     100     $ 52.48  
5/21/2008
     100     $ 52.47  
5/21/2008
     100     $ 52.48  
5/21/2008
     100     $ 52.54  
5/21/2008
     100     $ 52.49  
5/21/2008
     100     $ 52.43  
5/21/2008
     100     $ 52.57  
5/21/2008
     100     $ 52.63  
5/21/2008
     100     $ 52.49  
5/21/2008
     100     $ 52.61  
5/21/2008
     100     $ 52.56  

13

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 52.44  
5/21/2008
     100     $ 52.23  
5/21/2008
     100     $ 52.23  
5/21/2008
     100     $ 52.31  
5/21/2008
     50     $ 52.22  
5/21/2008
     50     $ 52.22  
5/21/2008
     100     $ 52.05  
5/21/2008
     100     $ 52.05  
5/21/2008
     100     $ 52.05  
5/21/2008
     100     $ 52.01  
5/21/2008
     100     $ 51.86  
5/21/2008
     100     $ 51.86  
5/21/2008
     100     $ 51.83  
5/21/2008
     100     $ 51.81  
5/21/2008
     100     $ 51.99  
5/21/2008
     100     $ 51.99  
5/21/2008
     100     $ 51.87  
5/21/2008
     100     $ 51.98  
5/21/2008
     100     $ 52.00  
5/21/2008
     200     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.26  
5/21/2008
     100     $ 52.26  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.23  
5/21/2008
     100     $ 52.23  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.26  
5/21/2008
     100     $ 52.27  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.34  

14

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 52.34  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.33  
5/21/2008
     100     $ 52.20  
5/21/2008
     200     $ 52.20  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.20  
5/21/2008
     200     $ 52.31  
5/21/2008
     100     $ 52.30  
5/21/2008
     100     $ 52.30  
5/21/2008
     100     $ 52.29  
5/21/2008
     100     $ 52.28  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.20  
5/21/2008
     100     $ 52.19  
5/21/2008
     100     $ 52.19  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.21  
5/21/2008
     100     $ 52.21  
5/21/2008
     100     $ 52.21  
5/21/2008
     100     $ 52.21  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.12  
5/21/2008
     100     $ 52.12  
5/21/2008
     100     $ 52.13  
5/21/2008
     200     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     200     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.10  
5/21/2008
     400     $ 52.01  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     300     $ 52.01  
5/21/2008
     200     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     400     $ 52.01  
5/21/2008
     200     $ 52.03  

15

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.05  
5/21/2008
     200     $ 52.11  
5/21/2008
     200     $ 52.01  
5/21/2008
     100     $ 52.01  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.17  
5/21/2008
     200     $ 52.17  
5/21/2008
     200     $ 52.17  
5/21/2008
     100     $ 52.18  
5/21/2008
     200     $ 52.17  
5/21/2008
     100     $ 52.17  
5/21/2008
     100     $ 52.17  
5/21/2008
     100     $ 52.14  
5/21/2008
     100     $ 52.14  
5/21/2008
     200     $ 52.14  
5/21/2008
     100     $ 52.34  
5/21/2008
     100     $ 52.03  
5/21/2008
     14     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     14     $ 52.03  
5/21/2008
     86     $ 52.03  
5/21/2008
     86     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     14     $ 52.03  
5/21/2008
     100     $ 52.03  
5/21/2008
     86     $ 52.03  
5/21/2008
     14     $ 52.03  
5/21/2008
     86     $ 52.03  
5/21/2008
     100     $ 52.08  
5/21/2008
     100     $ 52.08  
5/21/2008
     100     $ 52.15  
5/21/2008
     100     $ 52.17  
5/21/2008
     100     $ 52.17  
5/21/2008
     100     $ 52.17  
5/21/2008
     100     $ 52.31  
5/21/2008
     100     $ 52.29  
5/21/2008
     100     $ 52.29  
5/21/2008
     100     $ 52.29  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.18  
5/21/2008
     100     $ 52.01  

16

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/21/2008
     100     $ 52.06  
5/21/2008
     100     $ 52.06  
5/21/2008
     100     $ 52.07  
5/21/2008
     100     $ 52.07  
5/21/2008
     500     $ 52.07  
5/21/2008
     100     $ 52.13  
5/21/2008
     100     $ 52.13  
5/21/2008
     100     $ 52.10  
5/21/2008
     300     $ 52.12  
5/21/2008
     100     $ 52.13  
5/21/2008
     100     $ 52.13  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.08  
5/21/2008
     200     $ 52.07  
5/21/2008
     100     $ 52.12  
5/21/2008
     100     $ 52.12  
5/21/2008
     100     $ 52.13  
5/21/2008
     100     $ 52.10  
5/21/2008
     100     $ 52.11  
5/21/2008
     100     $ 52.05  
5/21/2008
     100     $ 52.22  
5/21/2008
     100     $ 52.04  
5/21/2008
     100     $ 52.23  
5/21/2008
     300     $ 52.23  
5/22/2008
     1,300     $ 50.10  
5/22/2008
     800     $ 50.08  
5/22/2008
     600     $ 50.39  
5/22/2008
     400     $ 50.06  
5/22/2008
     1,300     $ 50.21  
5/22/2008
     1,600     $ 50.11  
5/22/2008
     1,100     $ 50.24  
5/22/2008
     500     $ 49.90  
5/22/2008
     200     $ 50.15  
5/22/2008
     4,300     $ 50.05  
5/22/2008
     200     $ 50.07  
5/22/2008
     1,000     $ 49.85  
5/22/2008
     1,700     $ 49.87  
5/22/2008
     100     $ 50.27  
5/22/2008
     1,000     $ 50.12  
5/22/2008
     700     $ 50.13  
5/22/2008
     200     $ 50.30  
5/22/2008
     100     $ 49.92  
5/22/2008
     400     $ 49.86  
5/22/2008
     400     $ 49.88  
5/22/2008
     400     $ 49.95  
5/22/2008
     100     $ 50.34  
5/22/2008
     200     $ 49.89  
5/22/2008
     100     $ 50.25  
5/22/2008
     100     $ 50.22  
5/22/2008
     100     $ 50.16  
5/22/2008
     200     $ 50.00  
5/22/2008
     100     $ 49.93  

17

 

                 
Date of   Number of Shares   Price per Share
Transaction   Purchased (ADS)   (US$)
 
5/22/2008
     100     $ 50.09  
5/22/2008
     100     $ 50.14  
5/22/2008
     200     $ 50.48  
5/22/2008
     400     $ 50.49  
5/22/2008
     200     $ 50.40  
5/22/2008
     100     $ 50.52  
5/22/2008
     400     $ 50.66  
5/22/2008
     300     $ 50.64  
5/22/2008
     700     $ 50.65  
5/22/2008
     1,000     $ 50.45  
5/22/2008
     800     $ 50.42  
5/22/2008
     1,600     $ 50.35  
5/22/2008
     200     $ 50.53  
5/22/2008
     100     $ 50.31  
5/22/2008
     800     $ 50.47  
5/22/2008
     500     $ 50.37  
5/22/2008
     400     $ 50.28  
5/22/2008
     100     $ 50.29  
5/22/2008
     400     $ 50.36  
5/22/2008
     400     $ 50.38  
5/22/2008
     2,200     $ 50.50  
5/22/2008
     300     $ 50.51  
5/22/2008
     1,000     $ 50.54  
5/22/2008
     500     $ 50.55  
5/22/2008
     800     $ 50.63  
5/22/2008
     2,800     $ 50.60  
5/22/2008
     1,800     $ 50.59  
5/22/2008
     200     $ 50.61  
5/22/2008
     400     $ 50.58  
5/22/2008
     900     $ 50.56  
5/22/2008
     700     $ 50.57  
5/22/2008
     2,700     $ 50.46  
5/22/2008
     26     $ 50.32  
5/22/2008
     500     $ 50.41  
5/22/2008
     100     $ 50.43  
5/22/2008
     274     $ 50.44  
                 
    Number of    
Date of   Shares Purchased   Price per Share
Transaction   (Series B)   (MXP)
 
5/14/2008
     2,700     $ 55.25  
5/14/2008
     6,000     $ 55.25  
5/14/2008
     500     $ 55.25  
5/14/2008
     6,000     $ 55.25  
5/14/2008
     1,600     $ 55.25  
5/14/2008
     1,000     $ 55.25  
5/14/2008
     24,000     $ 55.25  
5/14/2008
     1,800     $ 55.25  
5/14/2008
     5,000     $ 55.25  
5/14/2008
     17,000     $ 55.25  

18

 

                 
    Number of    
Date of   Shares Purchased   Price per Share
Transaction   (Series B)   (MXP)
 
5/14/2008
     3,000     $ 55.25  
5/14/2008
     6,400     $ 55.25  
5/14/2008
     400     $ 55.25  
5/14/2008
     15,000     $ 55.25  
5/14/2008
     9,600     $ 55.25  
5/20/2008
     300     $ 55.37  
5/20/2008
     300     $ 55.37  
5/20/2008
     10,400     $ 55.37  
5/20/2008
     4,400     $ 55.50  
5/20/2008
     15,000     $ 55.50  
5/20/2008
     600     $ 55.48  
5/20/2008
     2,600     $ 55.33  
5/20/2008
     15,000     $ 55.75  
5/20/2008
     2,300     $ 55.75  
5/20/2008
     2,000     $ 55.75  
5/20/2008
     3,000     $ 55.75  
5/20/2008
     27,000     $ 55.75  
5/20/2008
     2,100     $ 55.74  
5/20/2008
     100     $ 55.70  
5/20/2008
     14,900     $ 55.75  
5/20/2008
     1,000     $ 55.66  
5/20/2008
     9,000     $ 55.66  
5/21/2008
     5,000     $ 55.26  
5/21/2008
     300     $ 55.30  
5/21/2008
     19,700     $ 55.34  
5/21/2008
     2,700     $ 55.31  
5/21/2008
     1,000     $ 55.26  
5/21/2008
     4,000     $ 55.25  
5/21/2008
     2,700     $ 55.21  
5/21/2008
     5,000     $ 55.20  
5/21/2008
     2,700     $ 55.07  
5/21/2008
     2,400     $ 55.13  
5/21/2008
     10,000     $ 55.20  
5/21/2008
     5,000     $ 55.32  
5/21/2008
     5,000     $ 55.15  
5/21/2008
     9,600     $ 55.07  
5/21/2008
     6,000     $ 54.99  
5/21/2008
     3,000     $ 54.80  
5/21/2008
     900     $ 54.80  
5/21/2008
     5,000     $ 54.70  
5/21/2008
     10,000     $ 54.60  
5/21/2008
     10,000     $ 54.03  
5/21/2008
     750     $ 54.03  
5/21/2008
     1,350     $ 54.10  
5/21/2008
     100     $ 54.14  
5/21/2008
     10,000     $ 54.25  
5/21/2008
     7,800     $ 54.25  
5/21/2008
     4,400     $ 54.25  
5/21/2008
     4,100     $ 54.25  
5/21/2008
     7,500     $ 54.15  
5/21/2008
     7,500     $ 54.15  

19

 

                 
    Number of    
Date of   Shares Purchased   Price per Share
Transaction   (Series B)   (MXP)
 
5/21/2008
     2,500     $ 54.10  
5/21/2008
     100     $ 54.00  
5/21/2008
     100     $ 54.00  
5/21/2008
     750     $ 54.00  
5/21/2008
     6,550     $ 54.15  
5/21/2008
     5,000     $ 54.14  
5/21/2008
     150     $ 54.15  
5/21/2008
     100     $ 54.15  
5/21/2008
     4,750     $ 54.15  
5/21/2008
     100     $ 54.00  
5/21/2008
     100     $ 54.00  
5/22/2008
     10,000     $ 54.30  
5/22/2008
     5,000     $ 54.30  
5/22/2008
     2,100     $ 54.21  
5/22/2008
     3,300     $ 54.31  
5/22/2008
     6,800     $ 54.31  
5/22/2008
     8,100     $ 54.44  
5/22/2008
     10,000     $ 54.37  
5/22/2008
     2,700     $ 54.25  
5/22/2008
     2,700     $ 54.25  
5/22/2008
     5,400     $ 54.21  
5/22/2008
     2,000     $ 53.95  
5/22/2008
     500     $ 53.95  
5/22/2008
     5,000     $ 53.95  
5/22/2008
     2,700     $ 53.92  
5/22/2008
     1,800     $ 53.90  
5/22/2008
     1,600     $ 54.00  
5/22/2008
     1,600     $ 54.00  

20

EX-99.D 2 y59260a7exv99wd.htm EX-99.D: RESTRICTED STOCK CERTIFICATE AND AGREEMENT EX-99.D
Exhibit D
RESTRICTED STOCK CERTIFICATE AND AGREEMENT
     I, the Pledgor, am delivering this Certificate and Agreement to Merrill Lynch International Bank Limited (London Branch) (“Lender”) in connection with my pledge of shares of control or restricted stock, as described in Schedule A hereto (the “Pledged Securities”), to Lender in connection with a credit facility (the “Facility”) to be made available by the Lender to the borrower whose name appears in the signature area below (“Borrower”) pursuant to the Credit Facility Letter/Application Form and associated Terms Sheet between the Borrower, the Pledgor (where different from the Borrower) and the Lender (the “Agreement”). This certificate and agreement shall form part of the Agreement and defined terms used herein shall have the meaning given to them in the Agreement.
     In consideration of the covenants set forth below and for other good and valuable consideration, the receipt and sufficiency of which are acknowledged, I hereby represent, warrant and covenant (for so long as any obligations and/or liabilities shall remain unpaid and the Agreement shall be in effect) to the Lender that:
          (a) Except as disclosed on Schedule A hereto, there are no securities of the same class or convertible into the same class as the Pledged Securities held by me or any other person with whom I must aggregate sales of Pledged Securities under Securities and Exchange Commission (“S.E.C.”) Rule 144 as of the date hereof and as amended from time to time. I understand that I must aggregate with the following (each an “Aggregated Person”):
                    (1) my spouse (“Spouse”) and any of my relatives residing in the same household (“Relative”);
                    (2) any trust for which I, Spouse, any Relative or any Relative of Spouse acts as trustee;
                    (3) any estate for which I, Spouse or any Relative or any Relative of Spouse acts as executor, administrator, trustee, guardian, conservator or acts in any similar capacity,
                    (4) any trust in which I, Spouse, any Relative or any Relative of Spouse has ten percent (10%) or greater beneficial interest;
                    (5) any corporation, partnership or other entity or organization in which I, Spouse, any Relative or any Relative of Spouse has ten percent (10%) or more of any class of equity securities or lot or more of the equity interest;
Restricted Stock Certificate

 

 

                    (6) any of my donees who have been given shares of the issuer of the Pledged Securities within the last twelve months;
                    (7) any of my donors if the shares were given by any donor within the last twelve months;
                    (8) any of my pledgees, unless the obligation secured by the pledge has been in default for more than one year;
                    (9) any of my pledgors, unless the obligation secured by the pledge has been in default for more than one year; or
                  (10) any person with whom I am acting in concert.
          (b) Except as disclosed on Schedule B, neither I nor any Aggregated Person has sold any securities of the same class of securities as the Pledged Securities, or has sold any securities which are convertible into such securities, or has sold any options, puts or calls for such securities within the preceding three months. Neither I nor any Aggregated Person has any sale order open with any broker to sell securities of the same class of securities as the Pledged Securities or to sell convertible securities which are convertible into such securities, or to sell options, puts or calls for such securities.
          (c) I will provide the Lender with immediate written notice of the sale of securities of the same class or convertible into the same class as the Pledged Securities or the sale of options, puts and calls relating to securities of the same class or convertible into the same class as the Pledged Securities, in either case, by me or any Aggregated Person, or any change in the representations in the preceding clause (a).
          (d) I agree that, during the term of the Facility, I will not (and will use my best efforts to cause any other Aggregated Person not to) pledge to any person other than the Lender, or sell, transfer or otherwise dispose of, any securities of the same class or convertible into the same class as the Pledged Securities as security for any obligation without the express, advance, written consent of the Lender. I further agree that I will (and will use my best efforts to cause any other Aggregated Person to) execute all future purchases or sales of securities of the same class or convertible into the same class of securities as the Pledged Securities exclusively through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
          (e) In the event the Lender requires me to deposit additional collateral in the Collateral Account I agree to deposit only cash or non-control, non-restricted securities acceptable to the Lender to bring the value of the Collateral up to the required value. I agree and acknowledge that, the Lender shall be entitled to take
Restricted Stock Certificate

 

 

market action against any securities held in the Collateral Account in accordance with the terms of the Agreement and, where appropriate, the Lender may execute and file the requisite number of S.E.C. Forms 144 on behalf of the Pledgor.
          (f) In the event the Lender sells, assigns and delivers or otherwise transfers any of the Pledged Securities under the Agreement (a “Liquidation”), I will cooperate with the Lender in taking any and all action that the Lender deems necessary or appropriate to effect or facilitate such Liquidation. I agree that the Lender may, in its sole and absolute discretion, sell all or any part of the Pledged Securities at private sale in such manner and under such circumstances as the Lender may deem necessary or advisable in order that the sale may be lawfully conducted. Without limiting the foregoing, the Lender may (i) approach and negotiate with only one or a limited number of potential purchasers, and (ii) restrict the prospective bidders or purchasers to persons who will represent and agree that they are purchasing the Pledged Securities for their own account for investment and not with a view to distribution or resale thereof. In the event that any of the Pledged Securities are sold at private sale, I agree that if the Pledged Securities are sold for a price which the Lender in good faith believed to be reasonable, then (i) the sale will be deemed to be commercially reasonable in all respects, (ii) I will not be entitled to credit against ray obligations to the Lender in an amount in excess of the purchase price, and (iii) the Lender will not incur any liability or responsibility to me in connection therewith, notwithstanding the possibility that a substantially higher price might have been realized at a public sale.
          (g) I understand and acknowledge that I may incur monetary liability to the issuer of certain of the Pledged Securities under Section 16(b) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), in connection with a sale of the Pledged Securities, whether initiated by me or by the Lender. I acknowledge that any such liability is strictly personal to me, and agree to indemnify and hold the Lender harmless from and against any and all losses, costs, liabilities or expenses arising out of or relating to a purchase or sale of any of the Pledged Securities under Section 16(b) of the 1934 Act at any time whatsoever.
          (h) I have verified that the most recent report, quarterly or annual, required to be filed by the issuer of the Pledged Securities with the SEC has been filed and contains a statement that the issuer has met the requirements for providing “adequate public information” set forth in paragraph (c) (1) of Rule 144, or I have relied upon a more recent written statement of the issuer (a copy of which has also been provided to the Lender) that the issuer has complied with such reporting requirements. I do not know, or have reason to believe, that the issuer has not met such requirements. I do not possess any material, adverse, nonpublic information regarding the issuer of the Pledged Securities or its prospects.
Restricted Stock Certificate

 

 

          (i) I represent and warrant that I am familiar with S.E.C. Rules 144 and 145 promulgated under the Securities Act of 1933, as amended.
          (j) I represent that: (a) I obtained or will obtain the Pledged Securities, and that the Pledged Securities have been or will be fully paid for, in each case, on the date(s) set forth on Schedule A; (ii) I obtained or will obtain the Pledged Securities from the person(s) and in the manner (for example, on the open market, exercise of stock option, gift, in a private transaction from the issuer) set forth on Schedule A; (iii) the total number of securities of the same class as the Pledged Securities owned by me is as set forth on Schedule A; (iv) the total number of securities of the same class as the Pledged Securities owned by the persons listed in paragraph (a) above is as set forth on Schedule A; (v) the total number of securities of all classes of the issuer of the Pledged Securities owned by me is as set forth on Schedule A; and (vi) the total number of securities of all classes of the issuer of the Pledged Securities owned by the persons listed in paragraph (a) above is as set forth on Schedule A.
          (k) I agree that any breach of any warranty, representation or covenant contained herein shall constitute an Event of Default under the Agreement and entitle the Lender to take such action as it is entitled to under the terms thereof as it deems appropriate.
     THIS CERTIFICATE AND AGREEMENT is dated as of August ___, 2007.
Pledgor: Agrupacion Aeroportuaria Internacional II, SA DE CV
                     
X
  /s/ Fernando Chico Pardo       X        
 
 
 
For and on behalf of 		         
 
For and on behalf of 		   
 
  Agrupacion Aeroportuaria           Agrupacion Aeroportuaria    
 
  Internacional II, SA DE CV           Internacional II, SA DE CV    
 
                    
Dated                                                Dated                                             
 
Fernando Chico Pardo            
             
Print Name Chairman/Secretary       Print Name of Chairman/Secretary    
 
Fernando Chico Pardo            
             
Signature of Chairman/ Secretary       Signature of Chairman/Secretary    
Restricted Stock Certificate

 

 

Accepted by MERRILL LYNCH INTERNATIONAL BANK LIMITED (LONDON BRANCH)
         
By:
        
 
 
 
    
 
  Name:    
 
  Title:    
Restricted Stock Certificate

 

 

Name of Borrower: Agrupacion Aeroportuaria Internacional II, SA DE CV
SCHEDULE A
DESCRIPTION OF CONTROL OR RESTRICTED SECURITIES
                         
                INDICATE        
                RESTRICTED        
    STOCK   NO. OF   OR CONTROL   PROM WHOM AND   DATE FULLY
ISSUER (ASR)   CERT.#   SHARES   STOCK   HOW ACQUIRED   PAID FOR
Grupo Aeroportuaria del Sureste
        350,000     Restricted   Tender Offer   06/23/2007
A.   Total number of securities of same class as Pledged Securities owned by Pledgor 3,572,402.
 
B.   Total number of securities of same class as Pledged Shares owned by persons listed in paragraph (a): 3,572,402.
 
C.   Total number of securities of all classes of issuer owned by Pledger: 3,572,402.
 
D.   Total number of securities of all classes of issuer owned by persons listed in paragraph (a):                     .
Restricted Stock Certificate

 

 

Schedule B
Sales of Securities
Restricted Stock Certificate

 

 

OMB APPROVAL
OMB Number: 3235-0101
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hours per response...2.00

 
SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
WORK LOCATION

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
     
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

1(a) Name of Issuer   (b) IRS Ident. No.   (c) S.E.C. File No.
 
  Grupo Aeroportuario del Sureste            
 
   
   
 
(d) Address of Issuer         (e) Telephone No.
 
  Blvd Manual Avila Colonia Lomas de Chapultepec Mexico DF      Mexico   11000     52   5552840400
 
   
   
  (Street)     (City)      (State)       (Zip Code)     (Area Code)   (Number)
 
2(a) Name of Person For Whose Account the
Securities are to be Sold		   (b) IRS Ident. No.   (c) Relationship to Issuer
 
         
 
   
   
 
(d) Address            
 
            
 
   
     
  (Street)     (City)      (State)        (Zip Code)      
INSTRUCTION:   The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number

 

                               
3(a)
Title of the
Class of
Securities to
be Sold		   (b)
Name and Address
of Each Broker
Through Whom the
Securities are to be
Offered or Each
Market Maker Who
is Acquiring the Securities		 SEC USE
ONLY


Broker-Dealer
File Number		 (c)
Number of
Shares or Other
Units to be Sold
(See Instr. 3(c))		 (d)
Aggregate
Market Value
(See Instr. 3(d))		 (e)
Number of
Shares or Other
Units Outstanding
(See Instr. 3(e))		 (f)
Approximate
Date of Sale
(Mo/Day/Yr)
(See Instr. 3(f))		   (g)
Name of Each
Securities
Exchange
(See Instr. 3(g))
                 
                 
                 

INSTRUCTIONS:
      
1. (a) Name of issuer
(b)Issuer’s I.R.S. Identification Number
(c)Issuer’s S.E.C. file number, if any
(d)Issuer’s address, including zip code
(e)Issuer’s telephone number, including area code
 
2. (a) Name of person for whose account the securities are to be sold
(b) Such person’s IRS identification number, if such person is an entity
(c) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(d) Such person’s address, including zip code
 
3. (a)Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d)Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f)Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (10-00)

Page 2

 

 
                             
TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class   Date You
Acquired		   Nature of Acquisition
Transaction		   Name of Person from
Whom Acquired
(if gift, also give
date donor acquired)		   Amount of
Securities
Acquired		   Date of
Payment		   Nature of
Payment
               
               
               

INSTRUCTIONS:

1.   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
2.   If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
                         
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold
during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller   Title of Securities Sold   Date of Sale   Amount of Securities Sold   Gross Proceeds
               
               
               

Page 3

 

REMARKS:

INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.		   ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed.
 
  /s/ Fernando Chico Pardo
DATE OF NOTICE		  
(SIGNATURE)

The notice shall be signed by the persons for whose account the securities are to be sold.
At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.

ATTENTION:
Intentional misstatements or omission of facts constitute
Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (10-00)

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